The capitalization method of the interests of the bond. capitalization Cash Account Cash Account A foreign company from US point of view chooses a depositary bank in the USA and deposits shares in custody with that bank. The custody bank issues ADR's (American depositary receipts). Those receipts are registered with the SEC (Securities and exchange commission) and traded. The rights of a holder of sponsored ADR's is similar to normal shareholders, including voting rights. Sponsored Pork

Shares with common characteristics from voting and dividend point of view. Common share serie O-Open end The sharecapital is open and unfixed. These parts are normally not traded on the exchanges, they can be purchased directly from the from the company.You have to negatiate them with the emittor. The price will be near the intrinsic value + step in costs (or less step out costs). Synonyms with mutual funds (US), SICAVs (continental Europe), unit trusts (or OEIC's Open Ended Investment Companies) in the UK. O-Open end For the financial instrument at the left side of the relation, the status of monitoring news with the data provider is represented by individuals on the right side of the relation. monitoring The forms of financial instruments. Form Savings account system date Date at which the records for the financial instrument have been created at physical level. Asset backed debt Structured financial product representing debts collateralized by assets such as student-loan, credit-card, auto-loan receivables or other personnal assets with exception of real estate. Commercial or government paper [e.g., bonds] as entitlement. Example German state debts and US T-bills. debt instrument Municipality The distribution of benefits of funds. income distribution The preferred shares are not benefitting of the advantages: The shareholder has the option to sell back his share at issue price (or the price agreed at issuance). The option can be exercised at certain period(s) in time. The holder of the preferred share has the option to exchange his preferred shares, during a predefined period, against common shares of a different corporation. The preference treatment is lenghtened in time. Example: if a fixed dividend is paid to the preferred shares before any other dividend payment, if the benefits of the year do not allow the payment of such preference dividend, then the preferred dividends shall be paid from the later benefits, as soon as the profits permit the payment. And this before any oither dividend payment. Non red exch extd RIC Reuters Identification Code (RIC). A numbering system used within the Reuters system to identify instruments worldwide. The RIC contains an X-character market specific code (can be the CUSIP or EPIC codes) followed by a full stop, then the two-digit ISO country code, eg, IBM in UK is IBM.UK. Municipal debt A formal promise to repay a debt issued by a US state or local government agency. The bond is often exempt from federal and state income tax.

Collateral Mortgage Obligation. The CMO is a separate entity of the mortgage debt financial institution. The CMO is holder of a pool of morgage debts. The CMO issues debt certificates, bonds, on his turn with the mortgages as collateral. The bonds are called classes or tranches. The distribution of the collaterals over the bonds is called the structure. The whole of the setup is called the deal. CMO Rhodium Credit card Card where the holder has been granted a line of credit. The card enables the holder to make purchases and withdraw cash up to a pre-arranged ceiling. The type of guarantee linked to debt and similar instruments. Guarantee Date at which the financial instrument quotes ex this coupon. The quotation prices do not include anymore the amount entitled to the coupon. Coupon Ex-date The security can be obtained by exercising the right, represented by the right side of the relation. has entitlement Real estate underlying asset Copper total issue amount The total amount of the debt issue. expiry date Year and month the card expires. Income is distributed to the investors in the fund.(ISO20022) Income Distribution commodities underlying assets Transfer confirmation commodity There are no interest payments. The bonds are issued below par At maturity date the facial value is refunded. The difference issue value and reïmbursement value is the revenue of the bond. Principal payment card type Type of payment card Instrument whereof the value is derived from other assets Derivative instrument The structured product is reimbursed according to a formula. According to formula final agent Financial institution that receives the payment transaction on behalf of an account owner, or other nominated party, and credits the account. Zero discount At issue of the loan, the interest of the loan is prepaid by means of an issue premium. The fiscal nature of income. income nature European scheme The exercise of the option is only possible a few days before expiration date. Palm oil Cadmium The owners of preferred shares get a fixed income per share or per facial value or per issue value before any payment of regular dividends to the regular shareholders. Fixed rate income The fiancial instrument is subject to safekeeping fees raised by the custodians of the financial institution offering the securities handling services. fees market side Treasury bond Debt instrument with maturities of 10 years and longer.

Portion of the investor's holdings, in a specific investment. holdings redemption rate The instrument is created for the purpose of internal usage of 1 principal. Internal usage domestic identification source Country of the proprietary identification scheme. Government treasury Secured by the governement treasury. A government treasury is the office issuing Treasury bills, notes and bonds for account of a government.

Stripped Mortgage Backed Securities are issued by institutions which redistribute the cash generated by their pool of mortgage backed securities into a principal part and an interest part separately. SMBS Agriculture and forestry underlying assets for a commodity future. Agriculture and forestry lead manager The commercial or investment bank with the primary responsibility for organizing syndicated bank credit or bond issued. The lead manager recruits additional lending or underwriting banks, negotiates terms of the issue with the issuer, and assesses market conditions. Copyright © 2000, Campbell R. Harvey. All Rights Reserved. Banque de France.

Also called convertible junior preferred stock Preference shares which can be converted into common stock These shareholders are entitled to one or more of: - a fixed dividend to be paid before any other dividend - a preferred treatment when liquidating the company - increased voting rights The ranking of priority is: 1 Preferred shares or senior preferred stock 2. Preference shares or junior preferred stock 3. Commmon shares Convertible preference shares fund management company Party that sets up a fund, decides upon the investment strategy, appoints agents, and is responsible for the promotion and the marketing of the fund. This party makes all the strategic decisions related to a fund. office issuer The issuer of the financial instrument. The party who the financial means are ultimately destined and who will use these means economically. Compare to the issuer in second rang. The interest rate is fixed during the term of the loan. Fixed rate issuer in 2nd rang The financial institution or fiduciary company which issues certificates as counterpart of a deposit of original shares. E.G. issuer of ADR's. ADR Preference share

American depositary receipts. Depositary receipts of depositary banks in the US.

Shows the assets which are underlying to a financial future or option. financial underlying assets Government agency Secured by a government or a government agency. The USA and agencies as Ginnie Mae, Fannie Mae and Freddie Mac are examples. Treasury note Debt instrument with maturities ranking from 1 to 10 years.

Share- or participation instruments in a common investment fund Funds Debet instrument EDR Preference share

European depositary receipts. Depositary receipts issued by European banks. The owners of preferred shares get a fixed income per share or per facial value or per issue value before any payment of regular dividends to the regular shareholders. If in year there are not sufficient revenues to compensate for the fixed income of preferred stock holders, the right is carried forward to any year where the payment becomes possible. Cummulative fixed rate An amount in currencies as entitlement. currency Percentage of the total switch amount (buy-driven) to be invested in a particular investment fund or investment fund class. percentage subscription amount fiscal agent The party fulfilling the fiscal obligations of the issuer in the country of issuance. Example retaining the necessary prepaid taxes from income payments, reporting on operations to the local tax authorities. The country of residence of the issuer is thus normally different form the country of issuance. This tasks is often fullfilled by custodians. Detachable prove of entitlement to interests, dividends, compensation or other rights. For bearer securities the coupon has to be detached or clipped and cashed at coupon date or at the announced dividend payment data. Coupons can, if they represent rights like subscription or attribution rights be traded separately during a certain period. In that case they are considered as a separate financial instrument and not an attached coupon. Entitlement instrument Distinguishes the exercice date or period, the maturity date and other characteristics of an option. option sheme type Index referential The assets refer to stock indices. nominal value The denomination of the financial instrument in facial currency. The term in relation to referential financial instruments. Term The shares can be obtained by convertion of bonds, represented on the right side of the relation. convertion of bond Residential Mortgage The units in which a transaction can be expressed for the security has available units In case of liquidation of the company, subordinated loans are paid after the normal loans and before the share capital. Subordinated Municipal BAN Bond Anticipating Note. Short term debt instruments issued until long term instruments are issuable. The long term debt covers the repayments in principal and interest of the BAN's.

Option contracts as underlying assets option contracts Sicovam Identifier for French securities assigned by the Societe Interprofessionnelle Pour La Compensation des Valeurs Mobilieres in France. The Sicovam is composed of 5-digits. Normal right to vote: 1 share = 1 vote. Voting rights A fee is paid at the sale/repurchase of the fund. Back end load Underlying asset Assets underlying to derivatives contracts, in funds, as reference for referential instruments, ... Nickel Sugar Year and month the card is available for use. start date

Services as underlying asset for commodity futures. Example delivery of electricity. Service Palladium Type of card Type of card Treasury debt A formal promise, issued by the Treasury department, to pay back a stipulated amount, after a longer period of time (10 years or more). Shareholder name of the financial instrument appears in the corporation/funds books. Registered Manufactured housing The interest rate is decreased by steps during the term of the loan. Step-Down Initial issue date of the financial instrument issue date Manganese Also called Junior preferred stock. These shareholders are entitled to one or more of: - a fixed dividend to be paid before any other dividend - a preferred treatment when liquidating the company - increased voting rights The ranking of priority is: 1 Preferred shares or senior preferred stock 2. Preference shares or junior preferred stock 3. Commmon shares Preference share US-CFI code E Zero then fixed_DEFD At issue of the loan, the interest covering part of the loan term is prepaid by means of an issue premium, from a certain moment on, fixed interest will be paid on the facial value of the bond. NYRS Preference share

US-CFI code H New York registry share. What Unilever says: <h2> Can you explain the difference between Unilever NV ordinary shares (or depositary receipts thereof) in the Netherlands & the New York registry shares? </h2> Practically there is no difference. A New York registry share is a share of Unilever NV's New York registry, representing equity ownership in Unilever NV, allowing for a part of the capital of Unilever NV to be outstanding in the US and part in the home market. New York registry shares are issued by a US transfer agent and registrar (Citibank, N.A.) on behalf of Unilever NV and created against the cancellation of the local share by the local registrar. One New York registry share is the equivalent of one Unilever NV ordinary share (or depositary receipt thereof). The dividends on the New York registry shares are paid in USD. Traditional warrant Warrant issued together with a bond. The issuer of the bond joins the right to acquire shares in his company during a certain predefined period. The reïmbursement is optionally done by exchanging the bonds with stock from a third company. The difference with the convertible bond is that the company is a third one, not the issuer, and the option is with the issuer. Exchange true 2008-09-01 2008-11-01 125 Test security 2: financial instrument exemple data and properties. 2008-11-01 Unknown target The targete public is unknown.

A Medium Term Note is a debt note that usually matures (is paid back) in 5-10 years, but the term may be as short as one year. They're normally issued on a floating basis such as Euribor +/- basis points. When they are issued in euro they are Euro Medium Term Notes This article uses material from Wikipedia and is licensed under the GNU Free Documentation License MTN Debit card Card enabling the holder to have its purchases directly charged to its account. The card may also combine other functions, eg, cash card or cheque guaranteed card. A formal declaration that documents rights for the holder related to finance and investment. Security Monitoring status The contract status with a dataprovider on instrument update information. The term of execution of the sale and purchase is not specified. Undefined term The forms of financial instruments. form The financial instrument had previously the ISIN number has old ISIN The owners of preferred shares get an income per share or per facial value or per issue value before any payment of regular dividends to the regular shareholders. The income is linked to a basket of shares. Equity linked Wolframite Posting unit The unit used when posting the instrument in the books of the principal (market side) or the custodian (street side). Debt instrument A formal promise to repay a debt and eventually interests. The issuer is in the process of refunding the loan. Refunding Magnesium Miscellenaous fianancial assets as underlying assets other financial assets The unit consists of bond and other stock Bond holding unit The calculation method of the interest on debt- and similar instruments. Type of interest Accredited investor is a term defined by various securities laws that delineates investors permitted to invest in certain types of higher risk investments Accredited investor

Bond with the warrant still attached, meaning that the time to allow to subscribe to the shares is not yet reached. Bond with warrant Residential real estate Real estate with housing as main purpose

NYRS Common share

New York registry share. What Unilever says: <h2> Can you explain the difference between Unilever NV ordinary shares (or depositary receipts thereof) in the Netherlands & the New York registry shares? </h2> Practically there is no difference. A New York registry share is a share of Unilever NV's New York registry, representing equity ownership in Unilever NV, allowing for a part of the capital of Unilever NV to be outstanding in the US and part in the home market. New York registry shares are issued by a US transfer agent and registrar (Citibank, N.A.) on behalf of Unilever NV and created against the cancellation of the local share by the local registrar. One New York registry share is the equivalent of one Unilever NV ordinary share (or depositary receipt thereof). The dividends on the New York registry shares are paid in USD. Market introduction The stock is being introduced to the market. Futures contracts as underlying assets. futures The shares are fully paid at par value. Fully paid par value The date from which the financial instrument generates income. beneficiary date Last day of validity of the individual's data. validity end date Polyethylene First date of validity of the individual's data. validity start date Hedge fund Hedge fund account Coffee Converted bond The bond issue is fully converted into shares. A group of securities as underlying assets. Often the same constitution as an index. baskets 2014-09-15 2009-09-01 false true 2008-10-27 100 true Saving bond 5 years 5 % 500 Test security 1: financial instrument exemple data and properties. BE000000000097 2009-09-15 false false true 1000 true

Manufactured housing (also known as prefab housing) is a type of housing unit that is largely assembled in factories and then transported to sites of use. In the United States, the term manufactured home; specifically refers to a house built entirely in a protected environment under a federal code set by the US Department of Housing and Urban Development. The term mobile home; describes factory-built homes produced prior to the 1976 HUD Code enactment. This article uses material from Wikipedia and is licensed under the GNU Free Documentation License. Manufactured house Ethanol The interest rate is increased by steps during the term of the loan. Step-Up Preferred type The preference type for preferred shares. 1 A US bank acquires shares independently from the foreign company. Against these shares ADR's (American depositary receipts) are issued by the US bank. These ADR's are registered with the SEC (Securities and exchange commission) and traded. The right to vote lies with the depositary bank. Unsponsored Restriction on the subjects of a vote for the shares Restricted vote The term in relation to referential financial instruments. term De Nederlandse Bank Eurobond The targetted public has a different residence than the issuer and the currency is different from the issuer's country

GDR Common share

Global depositary receipts. These depositary receipts are issued by a depositary bank to issue or trade paper on 2 markets simultaneously.

A negotiable instrument issued by a bank and payable to the bearer. CDs pay a stated amount of interest and mature on a stated date, but may be bought and sold daily in a secondary market. Copyright 2005 UNODC - United Nations Office on Drugs and Crime. Certificate of deposit delivery form How the underlying assets should be delivered.

A warrant is the right to acquire shares or other underlying values of an emittor. There are index and basket warrants, currency warrants, equity warrants which can be calls or puts. Warrant

Investment companies forming pools to invest cash in assets according to the fund's investment charter. Mutual fund Equities are the underlying assets equities Early redemption The redemption finished earlier than at expiration date of the loan Party that issues a payment card, as expressed by a numeric identification of the card issuer according to ISO/IEC 7812-1. card issuer id 1 Bankers draft Income fund A maximum of the received income in the fund is paid out. paying agent The party, financial institution or other agency, which has been appointed by the issuer as paying agent for the principal and interests or dividends. In the context of the investment fund industry, the paying agent is the local legal representative of the fund. It may pay out dividends, and collects money for the purchase of funds when a client deals directly with the fund and/or when a client deals with bearer shares. It pays out the redemption of the fund, may distribute information about the fund, and provides legal information about the fund. Redemption How the debts will be reimbursed. Proprietary account identification Unique identifier for an account. It is assigned by the account servicer using a proprietary identification scheme.

The principal and interest are guaranteed by the revenues that are generated by the project financed by the bond. Revenue bond Aluminium Equities are the entitlements equity Values referenced from the financial instrument class Value partition Titanium Depositary receipt common share Receipt issued by a depositary bank against receipt of common shares.

Equity instrument The formal representation of ownership interest of a company or similar entity. Depending on the company act and the legislation of the country of incorporation this ownership shall give right to: - participation in the benefits - voting rights - part of the assets, normally valued in currency, in case of liquidation of the company Polypropylene has underlying assets Shows the assets which are underlying to a derivative. A fee is paid at the purchase/subscription of the fund. Front end load

A syndicated loan (or syndicated bank facility) is a large loan in which a group of banks work together to provide funds for a borrower. There is usually one lead bank (the Arranger or Agent) that takes a percentage of the loan and syndicates the rest to other banks. A syndicated loan is the opposite of a bilateral loan, which only involves one borrower and one lender (often a financial institution.) A syndicated loan is a much larger and more complicated version of a participation loan. There are typically more than 2 banks involved in a syndication. This article uses material from Wikipedia and is licensed under the GNU Free Documentation License. Syndicated loan 1 Kredietbank 1234 1234 1234 1341 2012-08 generic card PETERS JOHN 123 2009-09 Warrant holding unit The unit consists of warrants and other stock commercial Precious metal receipt Gold, silver or platina receipts Derivative holding unit The unit consists of derivatives and/or other stock. E.g. Option spreads, straddles,...

Insurance program that allows to direct invest in a choice of mutual funds. Meanwhile, one gets tax deferment of earnings and a death benefit guarantee, and one is able to obtain periodic checks for life. Variable annuities is entitled to renamed to The financial instrument is renamed to the denomination of security C-Cash The delivery of the sales contract is done in cash, not in kind. C-Cash Proprietary identification source Entity that issues the proprietary identification. After the exercise period, a right can continue quotation on the market in the form of a scrip. The financial instrument has as scrip for entitlement the financial instrument represented on the right side of the relation. has scrip No capitalization Capuitalization of interests is impossible The purpose for which the instrument has been created ended. End of Transaction Worthless Without any value investor Party, either an individual or organisation, whose assets are being invested. Impossible residential The owners of preferred shares get an income per share or per facial value or per issue value before any payment of regular dividends to the regular shareholders. The income is linked to a category of debt. Exemple Treasury bill rates at 3 months. Debt linked distributor Party that act as an wholesaler of funds. Germanium A money deposit at a banking institution that cannot be withdrawn for a preset fixed 'term' or period of time. When the term is over it can be withdrawn or it can be rolled over for another term. Generally speaking, the longer the term the better the yield on the money. Source: Wikipedia. Time deposit

The holder can convert the shares into common shares during certain periods in time. Convertible share

Call option The right to buy the underlying value.

No voting rights for the shares. Non voting rights securities data 1

American depositary receipts. Depositary receipts of depositary banks in the US. ADR Preferred share voting type Shows the extend of the rights to vote for shareholders. Amount of money used to derive the quantity in units, including all charges, commissions, and tax. gross amount Proprietary identification of a security assigned by an institution or organisation. Alternate instrument identification How the debts will be reimbursed. redemption method There is no maturity date. The issuer has on top of that the right to call upon the bonds for global reïmbursement at predefined periods before maturity date. Perpetual with call Student loan Income is added to the capital of the fund. Accumulation

NYRS Preferred share US-CFI code H New York registry share. What Unilever says: <h2> Can you explain the difference between Unilever NV ordinary shares (or depositary receipts thereof) in the Netherlands & the New York registry shares? </h2> Practically there is no difference. A New York registry share is a share of Unilever NV's New York registry, representing equity ownership in Unilever NV, allowing for a part of the capital of Unilever NV to be outstanding in the US and part in the home market. New York registry shares are issued by a US transfer agent and registrar (Citibank, N.A.) on behalf of Unilever NV and created against the cancellation of the local share by the local registrar. One New York registry share is the equivalent of one Unilever NV ordinary share (or depositary receipt thereof). The dividends on the New York registry shares are paid in USD. card number Number embossed on a card that links the card to the account owner and account servicer.

Treasury bills, market paper,.. Money market instrument Propane Cotton Closed or open end fund Indicates whether the sharecapital of a mutual fund is open or closed to new investors after the startup of the fund. Chromium Company specific description of a group of funds. product group Some financial instruments are exempted from taxes in the country of the emittor. Such is f.i. the case for Eurobonds. The targetted public for Eurobonds is always outside the country of residence of the issuer. income tax exempt The classification of loans by the trading scope aspect. Indicates to which public the loan is targetted. Target of loan The type of guarantee linked to debt and similar instruments. guarantee type The couponnumber for equities. Coupon number 1 Lean hogs

Allotment right When a share issue is oversubscribed, the shares are allocated to the subscribers. This is often done in proportion to the subscriptions. Spot The sales and purchase occurs immediately at the conclusion of the contract. sponsoring type Indicates the possible sponsoring for depositary receipts A sponsor is some-one who patronizes a third party. When one patronizes a third party, he takes reponsibility in one or another way for the third party. Expired warrant The right represented by the warrant cannot be exercised any more Wool Preferred share US-CFI code P Also called Senior preferred stock. These shareholders are entitled to one or more of: - a fixed dividend to be paid before any other dividend - a preferred treatment when liquidating the company - increased voting rights The ranking of priority is: 1 Preferred shares or senior preferred stock 2. Preference shares or junior preferred stock 3. Commmon shares Shares which entitle to a preferred treatment of the holders against common shareholders in het field of: - attribution of dividends - rights in case the company is put into liquidation - voting rights Preferred share group is structured by Structural element of hybrid product Amount of money used to derive the quantity in units. Currency must be provided. net amount Treasury strips Separate Trading of Registered Interest and Principal of Securities. The stripped coupons.

Dutch Identifier for Dutch securities. Has as underlying value another financial instrument represented on the right side of the relation. has underlying value Security_1 Extraction resources as underlying assets for a commodity future. Examples of energy extraction resources: Crude oil, natural gas, propane, uranium. Examples of precious metals: gold, silver, platinum, palladium. Examples of rare metals: Cadmium Cobalt Chromium Germanium Magnesium Manganese Molybdenum Rhodium Selenium Silicon Titanium Tungsten Vanadium Wolframite extraction resources 1 guarantee Party who will take on the obligations of reïimbursement of principal and/or interests in case the issuer fails in these obligations. The guarantee is normally subject to conditions. fund accountant Party that keeps accounting records of the available assets and liabilities of the fund. This party calculates deal prices, the Net Asset Value (NAV) of the fund, and may provide fund performance and tax data. Receipt issued by a depositary bank against receipt of preferred shares. US-CFI code Y Depositary receipt preferred share strike price The strike price for derivatives is the price at which the rights can be exercised. This price is valid for the quantity specified in the contract or by the market where the derivatives are traded. Abolished The issuer of the financial instrument has taken over the issuer of the financial instrument represented on the right side of the relation. has taken over cash correspondent Financial institution that executes cash transfers on behalf of its clients. A group of securities as entitlement. Often the same constitution as an index. basket The loan is refundable at maturity date as a one time payment. The issuer has on top of that the right to call upon the bonds for global reïmbursement at predefined periods before maturity date. Fixed maturity with call Credit instrument

Mortgage Pass Thru Certificate. A security backed by a pool of residential mortgage debts. The payments of principal and interests is passed to the holders of the financial instruments. Formerly Ginnie Mae and Freddie Mac agencies notably issued these certificates. MPTC global custodian A custodian which provides its customers with custody services in respect of securities traded and settled not only in the country in which the custodian is located but also in numerous other countries throughout the world. Copyright © 2006, European Central Bank, Frankfurt am Main, Germany. This information may be obtained free of charge through the ECB's website. Municipal strip The municipal bond got the coupons stripped off. These coupons are traded separately.

EDR Common share

European depositary receipts. Depositary receipts issued by European banks. 1 The security is a newer version of the referenced security. is new version of Negative pledge

EDR Preferred share

European depositary receipts. Depositary receipts issued by European banks. The unit consists of shares and other stock Share holding unit Insurance policy Insurance policies, mostly life insurances. financial advisor Party that supplies information and advice on investment products. Diamonds Uranium Industrial products as underlying assets for commodity futures. Examples of industrial metals: aluminium, copper, lead, zinc, tin, aluminium, nickel, recycled steel. Other examples: ethanol, rubber, palm oil, wool, polypropylene, polyethylene. industrial products The shares are fully paid but not at par value. Fully paid no par What is the payment status of the shares by the shareholders. Payment status

Convertible preferred share

Also called convertible senior preferred stock. These shareholders are entitled to one or more of: - a fixed dividend to be paid before any other dividend - a preferred treatment when liquidating the company - increased voting rights The ranking of priority is: 1 Preferred shares or senior preferred stock 2. Preference shares or junior preferred stock 3. Commmon shares Card Electronic money product that provides the cardholder with a portable and specialised computer device, which typically contains a microprocessor. The preference treatment is lenghtened in time. Example: if a fixed dividend is paid to the preferred shares before any other dividend payment, if the benefits of the year do not allow the payment of such preference dividend, then the preferred dividends shall be paid from the later benefits, as soon as the profits permit the payment. And this before any oither dividend payment. Extendible The index, has as parts the financial instruments represented by the right side of the relation.. has as part Redeemable exchangeable and extendible The shareholder has the option to sell back his share at issue price (or the price agreed at issuance). The option can be exercised at certain period(s) in time. The holder of the preferred share has the option to exchange his preferred shares, during a predefined period, against common shares of a different corporation. The preference treatment is lenghtened in time. Example: if a fixed dividend is paid to the preferred shares before any other dividend payment, if the benefits of the year do not allow the payment of such preference dividend, then the preferred dividends shall be paid from the later benefits, as soon as the profits permit the payment. And this before any oither dividend payment. The interest is linked to the quality rating of the issuer. Interest ratings linked What is the payment status of the shares by the shareholders. payment status Sponsored by Merrill Lynch Auction Market Preferred Stock The rate is adjustable and the auction is of the Dutch type: all stock will be traded at the lowest price allowing all offerings to be sold. Sponsoring AMPS common name Common denomination of the instrument. Interest rate Government and private interest rates, mostly short term as underlying assets.

Securities sharing the appreciation or depreciation of the investment portfolio. This in investment vehicles which do not pay out revenues.

Capital share 1 Fixed annuity Fixed amount payd per year. Is commonly paid in respect of an insurance contract. The annuitites are paid during a number of years or until the death of the beneficiary. The annuities are earned by payments made in the past or by a one time payment. Industrial products as underlying assets for commodity futures.

Industrial product The interest rate is periodically adjustable to market conditions. Synonym with variable rate. Floating Commercial mortgage Credit card receivable In a regularization process. Regularization The shareholder has the option to sell back his share at issue price (or the price agreed at issuance). The option can be exercised at certain period(s) in time. The holder of the preferred share has the option to exchange his preferred shares, during a predefined period, against common shares of a different corporation. Redeemable and exchangeable Income right Detachable coupons: coupons having reached the ex-date and payable or capitalized. The interest and principal payments are secured by a third person/entity. Guaranteed Electricity Unknown It is unknown whether capitalization of interests is possible. The assets traded are rights to borrow at a specified interest rate. Interest rate referential cash account type Type of cash account for funds transactions

Commercial Mortgage Backed Securities. Promise to pay back an amount with commercial real estate mortages as collateral rather than residential real estates. The prepayment risk is lesser than with MBS-bonds. CBMS The posibilities to capitalize interests of loans Capitalization type

Real Estate Mortgage Investment Conduits issues mortgage backed certificates or bonds. The collaterals are residential or commercial mortgages. The benefits are lying is the TaxRreform Act on a fiscal plan. REMIC Crude oil 1 Zinc Identifier of securities issued in Luxembourg. The common code is a 9-digit code that replaces the CEDEL (Clearstream) and Euroclear codes. Common identification Put option The right to sell the underlying value.

Municipal RAN Revenue Anticipating Note. RANs are issued by states and municipalities in order to finance current operations in anticipation of future revenues. These notes are municipal securities that are one-year, interest-bearing debt obligations.

Other financial instruments than debt-, derivative-, entitlement-, equity-, fund- or package instruments. Other instrument custodian An entity which undertakes the safekeeping and administration of securities and other financial assets on behalf of others. Copyright © 2006, European Central Bank, Frankfurt am Main, Germany. This information may be obtained free of charge through the ECB's website. Commodity future_1 The shareholder has the option to sell back his share at issue price (or the price agreed at issuance). The option can be exercised at certain period(s) in time. The preference treatment is lenghtened in time. Example: if a fixed dividend is paid to the preferred shares before any other dividend payment, if the benefits of the year do not allow the payment of such preference dividend, then the preferred dividends shall be paid from the later benefits, as soon as the profits permit the payment. And this before any oither dividend payment. Redeemable extendible account identity Name or number assigned by an entity to enable recognition of that entity, eg, account identifier.

Unit Investment Trust A regulated investment company consisting of professional managers who issues redeemable securities representing a portfolio of many different securities; you can invest in a unit investment trust for as little as $1000 A trust that is registered with the Securities and Exchange Commission (SEC) that purchases and packages a fixed portfolio of bonds. The units representing a fractional, undivided interest in the trust are then sold to investors, and the investor receives periodic interest and, upon maturity of the individual bonds, the redemption value. Unit Investment Trusts are not actively managed, as is a mutual fund. Money invested in a portfolio whose composition is fixed for the life of the fund. Shares in a unit trust are called redeemable trust certificates, and they are sold at a premium to net asset value Copyright © 2000, <a href="http://www.duke.edu/~charvey">Campbell R. Harvey</a><a>. All Rights Reserved.</a> Unit Investment Trust (UIT) is a US investment company offering a fixed (unmanaged) portfolio of securities having a definite life. UITs are assembled by a sponsor and sold through brokers to investors A UIT portfolio may contain one of several different types of securities. The two main types are stock (equity) trusts and bond trusts. Unlike a mutual fund, a UIT is created for a specific length of time and is a fixed portfolio, meaning that the UITs securities will not be sold or new ones bought, except in certain limited situations (for instance, when a company is filing for bankruptcy or the sale is required due to a merger This article uses material from Wikipedia® and is licensed under the <a href="http://en.wikipedia.org/wiki/Wikipedia:Text_of_the_GNU_Free_Documentation_License">GNU Free Documentation License</a> UIT Cobalt Extraction resources as underlying assets for a commodity future.

Extraction resource The underlying assets are comodities Commodity future

Options which can only be exercised during a certain period of their life. (source FEF) Bermuda scheme Other debt instruments than asset backed, mortgage backed, municipal and treasury instruments Other debt instrument Stock Exchange Daily Official List (SEDOL) number. A code used by the London Stock Exchange to identify foreign stocks, especially those that aren't actively traded in the US and don't have a CUSIP number. SEDOL Home equity

IDR Common share

International depositary receipts. Depositary receipts from non-US banks of equities. Allows trade on the local markets of those receipts. The quarterly dividend varies according to a published formula. The validity of the dividend is determined for a vaying defined period. Floating rate income What is the right of preferred shares on the income of the company. preferred income The register of the rights and obligations with respect of the disposal of liquidities. Cash account At the moment of the issue only. The issue price in percent of the facial amount in the facial currency. procentual issue price

Other than regular rights Miscellenaous right None There are no payments on the shares Nil paid Forward A sales contract concluded today to be executed at a later date. The price and assets are fixed at contract date. Contrary to futures contracts forwards are not negotiatable since they are concluded between fixed parties. Split coupon A person can bear the financial instrument. The security is registered with the local securities control authority. Bearer and registered Currency referential The assets traded refer to foreign currencies. card data Loans collateralized by cars, other consumer goods Consumer credit The borrower pledges assets as collateral for the loan. If the borrower defaults in reïmbursement or interest payment the collateral will be transformed into loquidities and used to pay the debts. Secured Private tradable securities reserved to institutional investors. Private144A The financial instrument has as warrant to subscribe to the financial instrument the individual on the right side of the relation. has warrant The type of right. Warrant type extended type Purpose of the account/source fund type. This is typically linked to an investment product, eg, wrapper, PEP, ISA. What kind of ownership on the security is allowed. ownership restriction 1 Right holding unit The unit consists of rights and other stock issuer name Party that issues a payment card, as expressed by a numeric identification of the card issuer according to ISO/IEC 7812-1. The sequence of the number. This is higher than 1 in case new couponseries have been issued in the past. Number sequence Soy beans Office real estate Real estate to accomodate offices as main purpose U-Unrestricted U-Unrestricted There are no restrictions in the transfer of ownership. The unit consists of funds and other stock Fund holding unit Private Private equity is a broad term which commonly refers to any type of non-public Ownership Equity

The right to purchase shares at a predefined price during a predefined period. Purchase right Exchangeable The holder of the preferred share has the option to exchange his preferred shares, during a predefined period, against common shares of a different corporation. pledgeable with A financial institution can use the financial instrument to be pledged with specific national banks. Collateralized obligations 1 Junior Asset backed, mortgage backed or other securities are often issued in tranches. The subscrbers to the last issues of tranches of the debt are junior holders and have lower priority on the senior holders. Indicates whether the instrument is individualised or interchangeable. fungible Optional Capitalization of interests is optionaly possible. Incomplete data The instrument data is incomplete Lead The coupon date for interests. Coupon date The value of the code in the ISO 10962 classification extended by US values. US-CFI Code

Enhanced rights for the share: more than 1 vote for each share. Enhanced vote Mortgage backed debt Also called a Mortgage-Backed Security (MBS). Is a formal promise to repay a debt with as collateral a pool of mortgages. The underlying mortgages can be payed back in advance or curtailed. The monthly payments are variable. Treasury first agent Financial institution that receives the payment transaction from the account owner, or other authorised party, and processes the instruction. Silicon The issuer refunds the debt following a predefined amortization plan. The issuer has the option to call the bonds for reïmbursement at specified periods during the term of the loan. Amortization with call Cocoa Pension Fund Special Central Provident Fund (CPF) special account. Payment instrument Inflation indexed The interest rate is periodically indexed according to the inflation rate.

The credit risk is differentiated amongst subsequent tranches. The senior tranche could get a AAA rating, the mezzanine tranches get a lesser rating, the stock tranches don' t get one eventually. CBO: collateralized bond obligations CDO: collateralized debt obligations CLO: collateralized loan obligations Collateralized obligation An amount in currencies as underlying asset. currencies

Real Estate Investment Trust. An investment trust owns and manages a pool of commercial properties and mortgages and other real estate asssets; shares can be bought and sold in the stock market. Real Estate Investment Trust or REITis a tax designation for a corporation investing in real estate that reduces or eliminates corporate income taxes. In return, REITs are required to distribute 90% of their income which may be taxable in the hands of the investors. The REIT structure was designed to provide a similar structure for investment in real estate mutual funds provide for investment in stocks. This article uses material from Wikipedia® and is licensed under the <a href="http://en.wikipedia.org/wiki/Wikipedia:Text_of_the_GNU_Free_Documentation_License">GNU Free Documentation License</a> REIT Identifier of a security assigned by the Bloomberg organisation. Bloomberg The fiscal nature of income of hybrid or structured instruments. Income nature

GDR Preferred share

Global depositary receipts. These depositary receipts are issued by a depositary bank to issue or trade paper on 2 markets simultaneously. Trade applying rule 144A of the US securities act of 1933 only between institutional investors. These are registered with the SEC. The trade is not restrictioned with provisions applicable normally when the public is treading. Sponsored144A Preferred Income What is the right of preferred shares on the income of the company. Currency security code Security code written on, or in, the card. The loan is refundable at maturity date as a one time payment. The holder of the debt instrument can call the issuer of the bond to repurchase, mostly at par, at specified times. Fixed maturity with put IDR Preference share

International depositary receipts. Depositary receipts from non-US banks of equities. Allows trade on the local markets of those receipts.

ADR Common share

American depositary receipts. Depositary receipts of depositary banks in the US. Ratings linked The owners of preferred shares get an income per share or per facial value or per issue value before any payment of regular dividends to the regular shareholders. The income is linked to the interest rate paid by companies with similar credit ratings. N-None N-None No fiscal nature as income for structured products. If the interest is not cashed, the coupon bears an interest which can differ from the facial interest rate. This rate is entered here. Capitalization rate The loan is refundable at maturity date as a one time payment. The holder of the debt instrument can call the issuer of the bond to repurchase, mostly at par, at specified times. The issuer has on top of that the right to call upon the bonds for global reïmbursement at predefined periods before maturity date. Fixed maturity with put call Agriculture and forestry underlying assets for a commodity future. Agricultural examples: soybeans, rice, potatoes, oats, cocoa, coffee, cotton, sugar,.. Livestock and meat examples: lean hogs, pork, live cattle, ... agricultural & forestry The financial instrument does not specify any registration of ownership, and is payable to whomever possesses the certificate. Bearer The issuer refunds the debt following a predefined amortization plan. Amortization plan The owners of preferred shares share the benefits above a treshold with the owners of regular shares. If in any year there are not sufficient revenues to compensate for the fixed income of preferred stock holders, the right is carried forward to any year where the payment becomes possible. Cumulative participating income Bond as savings instrument generally issued by the institution where the holder is keeping his savings account. Saving bond

Different classes of securities traded as a unit: eg x shares and y warrants.

Common unit

A Home Equity Loan is a type of loan in which the borrower uses the equity in their home as collateral. These loans are sometimes useful to help finance major home repairs, medical bills or college education. A home equity loan creates a lien against the borrower's house, and reduces actual home equity. This article uses material from Wikipedia and is licensed under the GNU Free Documentation License. HEL Municipal VRDO Variable Rate Demand Obligation. (also called VRDN's N stands for Notes). The interest rate is reset on basis of an index of short-term municipal debt rates.

Tin Quantity expressed as a number, eg, a number of shares. unit Retirement Scheme Supplementary Retirement Scheme (SRS) account. What kind of ownership on the security is allowed. Ownership Exchangeble Exchangable into another instrument. Normal Common share Normal ownership rights of a company or a limited partnership. SWAPS as underlying assets SWAPS There is no fee at purchase or sale of the fund. Probably because the deal is done straight with the issuer of the shares. No load The financial instrument has as related series issued the financial instrument represented on the right side of the relation. related series Miscellenaous option Other than regular options.

broker The person or entity acting on the market on behalf of the holder or issuer. I-Interest I-Interest Fiscal nature interest as income for structured products. Less than 1 vote for each share. Sub voting Growth fund The dividends are accrued or reinvested, is thus comprised in the trading price and not paid out

With the issuance of new shares only part of the issue price has to be paid upon closure of the issuance period. The balance is paid in installments over a few years. The shares obtain full benefit of the dividends and voting rights. US-CFI code I Installment receipt Proprietary classifications based on ISO 10962 extended by the US codes, ISO 20022 and proprietary schemes. Classification of Financial Instruments The distribution of benefits of funds. Distribution The date from which the dematerialization operation starts. Dematerialize from Instrument status Reflects the general status of the instrument with respect of the trading possibilities, corporate actions possibilities,... The national banks from which credits can be obtained or furnished by local banks. Naked warrants are issued without accompanying bond and traded separatelly on the market. Mainly institutionnal investors are trading them. Naked warrant 1 Interest rates as underlying assets. interest rates Nominal The posting unit is per nominal value in currency

Structured product Also called hybrid instrument: several types of financial instruments are combined in 1 instrument. Structured products are synthetic investment instruments specially created to meet specific needs that cannot be met from the standardized financial instruments available in the markets. Structured products can be used: as an alternative to a direct investment; as part of the asset allocation process to reduce risk exposure of a portfolio; or to utilize the current market trend. This article uses material from Wikipedia and is licensed under the GNU Free Documentation License

The exercise of the option is possible from purchase date till expiration date. American scheme Rubber The shares are fully paid. Fully paid Ticker symbol Letters that identify a stock traded on a stock exchange. The Ticker Symbol is a short and convenient way of identifying a stock, eg, RTR.L for Reuters quoted in London.

A bankers' acceptance, or BA, is a time draft drawn on and accepted by a bank. Before acceptance, the draft is not an obligation of the bank; it is merely an order by the drawer to the bank to pay a specified sum of money on a specified date to a named person or to the bearer of the draft. Upon acceptance, which occurs when an authorized bank accepts and signs it, the draft becomes a primary and unconditional liability of the bank. If the bank is well known and enjoys a good reputation, the accepted draft may be readily sold in an active market. A bankers acceptance is also a money market instrument ; a short-term discount instrument that usually arises in the course of international trade. This article uses material from Wikipedia and is licensed under the GNU Free Documentation License Bankers acceptance Silver

Referential instrument Financial instrument whose value is derived from another financial instrument.

The market where the security is quoted quoted on market transfer agent 1) The agency which keeps track of stock, their certificaters and/or bond records and resolves problems for any issuer. Mainly used in the area of funds to monitor the issued stock. 2) Party appointed by the fund management company. This party updates records of investor accounts to reflect the daily investor purchases, redemptions, switches, transfers, and re-registrations. It ensures the timely settlement of transactions, and may provide tax information to the investor and/or to its intermediaries. It may calculate, collect, and rebate commissions. It prepares and distributes confirmations reflecting transactions, resulting in unit or cash account movements to the investor or the investor's intermediary. It responds to inquiries concerning account status, and processes the income distribution. Fund cash account type Type of cash account linked to fund transaction. The interest rate is periodically increased during the term of the loan. Increasing rate

Miscellaneous financial instruments with miscellaneous assets as collateral. Miscellenaous instrument

Unsecured Forward term The sales and purchase occur at a specified time in the future. The financial instrument on the left side of a relation has as involved party the party represented by an individual on the right side of the relation.

Right to an indemnity if the average price of a security does not reach a certain level before a pre-defined date. The right has no value is the average level is reached or superseded. Contingent right Part of the income is paid out. Mixed fund The security has another financial instrument as fraction, represented by the right side of the relation. fraction Foreign The targetted public are residents of other countries than the resident's residency. price informer An entity which informs prices of financial instruments Financial underlying asset Depositary receipt preference share Receipt issued by a depositary bank against receipt of preferred shares. Covered warrant Covered warrants are traded on the same markets as the linked equity which they give the right to buy. Retail investors are more confident in buying and selling them. Platinum CUSIP Committee on Uniform Securities and Identification Procedures (CUSIP). The standards body that created and maintains the securities classification system in the US. The CUSIP is composed of a 9-character number that uniquely identifies a particular security. Non-US securities have a similar number called the CINS number. 1 Services as underlying asset for commodity futures. Example delivery of electricity. services Pension Fund Ordinary Central Provident Fund (CPF) ordinary account. Limited The issuer is in the process of refunding the loan before maturity date. Pre-refunding The holder of the preferred share has the option to exchange his preferred shares, during a predefined period, against common shares of a different corporation. The preference treatment is lenghtened in time. Example: if a fixed dividend is paid to the preferred shares before any other dividend payment, if the benefits of the year do not allow the payment of such preference dividend, then the preferred dividends shall be paid from the later benefits, as soon as the profits permit the payment. And this before any oither dividend payment. Exchangeable extendible

A financial instrument proving the receivable of a principal sum and eventually periodic interest payments. Bond 1 Escrow receipt An escrow receipt is the prove of receipt of assets by an escrow agent. The escrow agent keeps in trust the assets until a contingency or obligations are met. Announcement An announcement with quotation effets will be made by the issuer, public authority or any other party.

Other than preferred shares not classifyable in sybling classes. Common share The financial instrument is available under material form.

Common shares can be divided into classes according to the rights of their holders. Shares of class A or B for instance could give rise to different rights.

Common share class International Securities Identification Number (ISIN). A numbering system designed by the United Nation's International Organisation for Standardisation (ISO). The ISIN is composed of a 2-character prefix representing the country of issue, followed by the national security number (if one exists), and a check digit. Each country has a national numbering agency that assigns ISIN numbers for securities in that country. ISIN standardized derivatives contract Whether the derivative contract is standardized or not. Domestic The targetted public are residents of the same country or currency zone of the issuer. Commodity referential The assets traded refer to commodities. The interest rate varies during the term of the loan according to the specifications of the prospectus Variable 1 Recycled steel

Short-term promissory notes with a reimbusement time of less than 270 days Commercial paper Cheque Commercial or government paper [e.g., bonds] as underlying assets. Example German state debts and US T-bills. debts The delivery term of the derivative. Delivery When a dematerialization operation starts, during years the financial instrument is available under the materialized and the scriptural form. This date indicates the ultimate date at which materialized financial instruments can be handled. Materialized till D-Dividend Fiscal nature dividend as income for structured products. D-Dividend securities classification The properties if securities Treasury bill Short-term obligation (till 90 days) issued with a discount in stead of bearing interest.

The preference type for preferred shares. preference fund broker Party acting as an intermediary agent between an investor and a transfer agent for the subscription or redemption to a fund. The income is adapted according to an added collateral, as mortgages and mortgage backed securities. Adjustable rate income

A bond which can be converted into shares of the issuer during a pre-defined period of time. Convertible bond Vanadium Distinguishes the exercice date or period, the maturity date and other characteristics of an option. Type of scheme Instrument alternate id Unique and unambiguous identifier of a security. 1 Wertpapier Wertpapier Kenn-nummer. A number issued in Germany by the Wertpapier Mitteilungen. The Wertpapier Kenn-nummer, sometimes called WPK, contains 6-digits, but no check digit. There are different ranges of numbers representing different classes of securities. The underlying assets are other financial instruments Financial future

A written debt instrument with an amount and evenrtually interest to be paid generally on terms between 1 and 10 years. Note

Other debt instruments Miscellaneous debt Selenium

Repurchase agreement. A sale at the agreement date hold the obligation for the seller to repurchase the security at a specified later date against a specified price. REPO concentrator Party that acts as an aggregator of funds, also called funds hub (combine). The loan is only refundable at maturity date as a one time payment. Fixed maturity Securities reserved to large institutional investors and registered with the SEC (Securities exchange commission). Form144A Per security The posting unit is per unique security. Commodity underlying asset Shows the assets which are underlying to a commodity derivative. Rice registrar Party responsible for keeping track of the owners of securities. In the investment fund business, this party keeps the investor registry of the fund, and administers investor accounts and related records. It is appointed by the fund management company. Combination of several financial instruments. Packaged unit

Loan to overcome the period of studies. Student loan instrument Future instrument A future is a salescontract concluded or purchased now, to be executed in the future. The execution elements to be fullfilled at expiration date are: - delivery of the underlying (or compensation for the price difference contract date/delivery date) - payment of the price P-Physical The delivery has to be done in kind, thus physically. P-Physical Belgian Identifier for Belgian securities. Identifier of a security assigned by the Japanese QUICK identification scheme for financial instruments. QUICK Real estate deed A deed concerning real estate property. A deed is a property right or the right to acquire the property. Both, individuals representing the right and individuals representing the left side of a relation, are members of the Security class. Version 1.0 All rights reserved by Eddy Vanderlinden - Rietlaan 79 - B-8200 Bruges Belgium. Usage free for non commercial reasons Ontology on the means to register and settle financial rights and obligations. Created with TopBraid Composer The shares are partly paid. Partly paid Investment Means to register and settle financial rights and obligations. GDR Preference share

Global depositary receipts. These depositary receipts are issued by a depositary bank to issue or trade paper on 2 markets simultaneously. principal paying agent Pincipal agency, which has been appointed by the issuer as paying agent for the principal and interests or dividends In case of an appointed principal paying agent by the issuer, the regular paying agents have to turn to the principal paying agents to recover the payments from the issuer. The owners of preferred shares share the benefits above a treshold with the owners of regular shares. Participating income

The right to subscribe to new shares at a predefined price during a predefined period. Subscription right VALOREN Identifier for Swiss securities assigned by Telekurs Financial, the Swiss numbering agency. investment manager Party that implements the investment strategy, ie, selects portfolio investments in accordance with the objectives and strategy in the fund's prospectus, and places orders to effect or liquidate selected investments in accordance with net flow of capital into or out of the fund. Asset backed, mortgage backed or other securities are often issued in tranches. The subscrbers to the first issues of tranches of the debt are senior holders and have priority on the junior holders. Senior Molybdenum In the process of collecting Collectable Involved party Oats 1 Status normal target of loan Target public for the loan. Option instrument The right to buy or sell a stock, an index valued in currency or other asset, at a specified price within a predefined period.

Loan backed by a credit card receivable. Credit card receivable The position of the code in the ISO 10962 classification extended by US values. US-CFI Position Regulation S Securities Act of 1933 Congress enacted the Securities Act of 1933 (the Truth in Securities Act" or the Federal Securities Act) 48 Stat. 74 (May 27, 1933), codified at et seq., in the aftermath of the stock market crash of 1929 ;and during the ensuing Great Depression. Legislated pursuant to the interstate commerce clause of the Constitution, it requires that any offer or sale of securities using the means and instrumentalities of interstate commerce be registered pursuant to the 1933 Act, unless an exemption from registration exists under the law. It was the first major federal legislation to regulate the offer and sale of securities. Prior to that time, regulation of securities was chiefly governed by state laws (commonly referred to as blue sky laws. When Congress enacted the 1933 Act, it left in place the patchwork of existing state securities laws to supplement federal laws in part because there were questions as to the constitutionality of federal legislation. This article uses material from Wikipedia and is licensed under the <a href="http://en.wikipedia.org/wiki/Wikipedia:Text_of_the_GNU_Free_Documentation_License">GNU Free Documentation License</a> Private The target public are privately known lenders. There is no maturity date. Perpetual Indicates whether the sharecapital of a mutual fund is open or closed to new investors after the startup of the fund. fund end The amount of the coupon for interests. Amount Potatoes Miscellenaous fianancial assets as entitlement other financial asset identification values The identification of the financial instrument Accounting instrument The instruments stating the rights and obligations as the consequence of a transaction. That transaction includes minimum 1 financial leg. 3C7: part of the US company act of 1940 which enables trade in securites without registration with the SEC (Securities and exchange commission) as long as the purchasers in the US are registered as qualified purchasers or accredited investors. 144A: Securities reserved to large institutional investors and registered with the SEC (Securities exchange commission). Form 3C7 and 144A

Whole loans are normally larger in size than accepted following the standards. Several whole loans can be grouped as collateral for a Collateral Mortgage Obligation. The CMO is a separate entity of the mortgage debt financial institution. The CMO is holder of a pool of morgage debts. The CMO issues debt certificates, bonds, on his turn with the mortgages as collateral. The bonds are called classes or tranches. The distribution of the collaterals over the bonds is called the structure. The whole of the setup is called the deal. Whole loan Municipal TAN Tax Anticipating Notes. TANs are issued by states and municipalities in order to finance current operations in anticipation of future tax receipts. These notes are municipal securities that are one-year, interest-bearing debt obligations.

Live cattle 1 The financial instrument is expressed in the currency. facial currency Natural gas warrant type The type of right. Account identification 3c7And regulation s 3C7: part of the US company act of 1940 which enables trade in securites without registration with the SEC (Securities and exchange commission) as long as the purchasers in the US are registered as qualified purchasers or accredited investors. Regulation S: Securities Act of 1933 Congress enacted the Securities Act of 1933 (the Truth in Securities Act" or the Federal Securities Act) 48 Stat. 74 (May 27, 1933), codified at et seq., in the aftermath of the stock market crash of 1929 ;and during the ensuing Great Depression. Legislated pursuant to the interstate commerce clause of the Constitution, it requires that any offer or sale of securities using the means and instrumentalities of interstate commerce be registered pursuant to the 1933 Act, unless an exemption from registration exists under the law. It was the first major federal legislation to regulate the offer and sale of securities. Prior to that time, regulation of securities was chiefly governed by state laws (commonly referred to as blue sky laws. When Congress enacted the 1933 Act, it left in place the patchwork of existing state securities laws to supplement federal laws in part because there were questions as to the constitutionality of federal legislation. This article uses material from Wikipedia and is licensed under the <a href="http://en.wikipedia.org/wiki/Wikipedia:Text_of_the_GNU_Free_Documentation_License">GNU Free Documentation License</a> Tungsten The calculation method of the interest on debt- and similar instruments. interest type Commercial real estate Real estate with commercial activities as main purpose Recreational vehicles Value at the moment of the issue. The issue price in facial currency if the price was expressed in nominal price. nominal issue price Status normal redemption The redemption finished at expiration date of the loan. Belgian National Bank The owners of preferred shares get an income per share or per facial value or per issue value before any payment of regular dividends to the regular shareholders. The income is linked to an index. Example CAC-40. Index linked The fiscal nature of income. load Data property relations with Coupon individuals on the left side coupon data properties 1 The interest rate is fixed during a certain period, adjustable during a next period of the loan term. Fixed to float Option spread as underlying assets option spreads The restricted version of the financial instrument has restricted version General obligation bond The principal and interest payments to the bond holders are guaranteed by the municipality.

Auction rate Dividends are determined at auctions by the issuer for specific time intervals. The fiancial instrument is subject to safekeeping fees raised by the financial institution offering the securities handling services. fees street side Load Fee to enter and/or leave a fund Automobile The sharecapital of the fund is fixed and closed. The shares can normally be traded on the stock exchange. The value of the shares is the result of offer/demand ratios. Synonyms: The fund is called closed-end companies in the US. C-Closed end C-Closed end data provider The party providing the securities handling organization of financial instrument data, data on corporate actions and eventually on exchange prices. The shareholder has the option to sell back his share at issue price (or the price agreed at issuance). The option can be exercised at certain period(s) in time. Redeemable Has as new issue the financial instrument represented by the right side of the relation. new issue is Sponsoring Indicates the possible sponsoring for depositary receipts A sponsor is some-one who patronizes a third party. When one patronizes a third party, he takes reponsibility in one or another way for the third party. The owners of preferred shares get an income per share or per facial value or per issue value before any payment of regular dividends to the regular shareholders. The income is linked to the interest rate at 1 year. Example with saving funds rate as reference. Normal rate income The information on the financial instrument is sufficient and reliable enough to allow handling of the instruments and the corresponding corporate actions. handling authorized Sequence number Number distinguishing two or more payment cards with the same account number. Party entitled by a card issuer to use a card. holder name CTA Identifier of a security assigned by the Consolidated Tape Association. intermediary The party that provides services to investors relating tofinan cial products. These services may include some, or all of, provision of information and advice on products, placement of investment orders, transmission of payment, custody of assets, and the administration of rights and benefits. In the specific framework of investment funds industry, an intermediary may present information about Funds to potential investors, and solicit orders for the Fund. It may facilitate the transmission of the orders and information from/to the investors and/or other intermediaries. The intermediary receives commission from the Fund and/or fees from the investor. A hybrid debt and equity instrument. A company establishes a trust. The trust issues preferred shares. The company borrows from that trust. Trust preferred security US-CFI code J Mandatory The interests are allways capitalized Gold 1

A formal promesse to pay. Debenture R-Restricted The transfer of ownership is subject to restrictions. These restrictions are issued by the SEC (Securities and exchange commisssion) in different regulations. R-Restricted Voting right Shows the extend of the rights to vote for shareholders. real estate underlying assets 1

IDR Preferred share

International depositary receipts. Depositary receipts from non-US banks of equities. Allows trade on the local markets of those receipts.